ITEM NO. 10.
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DIRECTORS AND EXECUTIVE
OFFICERS OF THE REGISTRANT |
Financial Statements and Exhibits
Documents Filed as Part of This Annual Report
on Form 10-K
- Independent Registered Public Accountants'
Report
- Consolidated Financial Statements – See the
Financial Statements included in Item 8.
- Financial Statement Schedules – Financial
statement schedules are omitted for the reason
that they are not required or are not
applicable, or the required information is
included in the financial statements.
- Exhibits – The exhibits filed as part of
this Annual Report on Form 10-K are identified
in the Exhibit Index, which Exhibit Index
specifically identifies those exhibits that
describe or evidence all management contracts
and compensation plans or arrangements required
to be filed as exhibits to this report. Such
Exhibit Index is incorporated herein by
reference.
Reports on Form 8-K
None
SIGNATURES
Pursuant to the requirements of Section 13 or
15(d) of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be
signed on its behalf by the undersigned,
thereunto duly authorized.
Security Capital Corporation
Date: March 15, 2007
By /s/ Frank West
Frank West, Chief Executive Officer
Date: March 15, 2007
By /s/ Connie Hawkins
Connie Hawkins, Chief Financial Officer
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, this report has
been signed by the following persons on behalf
of the Registrant and in the capacities and on
the dates indicated:
DATE: March 15, 2007
/s/ Larry Pratt, Director
DATE: March 15, 2007
/s/ Frank West, Director
DATE: March 15, 2007
/s/ Laney Funderburk, Director
DATE: March 15, 2007
/s/ Joe Brown, Director
DATE: March 15, 2007
/s/ Ben Smith, Director
DATE: March 15, 2007
/s/ G. E. McKittrick, Director
DATE: March 15, 2007
/s/ Will Hays, Director
DATE: March 15, 2007
/s/ Steve Ballard, Director
DATE: March 15, 2007
/s/ Tony Jones, Director
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Exhibit Index
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Exhibit Number |
Document |
Reference to
Prior Filing or
Exhibit Number |
| 3.1 |
Registrant's Articles of Incorporation |
* |
| 3.2 |
Registrant's Bylaws |
* |
| 2.1 |
Subsidiaries of the registrant |
21 |
| 31.1 |
Rule 13a-14(a) Certification of the
Company's President and Chief Executive
Officer |
31.1 |
| 31.2 |
Rule 13a-14(a) Certification of the
Company's Chief Financial Officer |
31.2 |
| 32 |
Section 1350 Certification |
32 |
| * |
Filed on March
31,2003, as an exhibit to the Registrant's
Registration Statement on Form 10-SB (File
No. 000-50224), and incorporated herein by
reference |
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EXHIBIT 21 - SUBSIDIARIES OF
THE REGISTRANT
- First Security Bank is the bank subsidiary of
the Company. The Company owns 100% of First Security
Bank.
- Batesville Security Building Corporation is the
non-bank subsidiary of the Company. The Company owns
100% of
Batesville Security Building Corporation.
EXHIBIT 31.1 - CERTIFICATION
I, Frank West, certify that:
- I have reviewed this Annual Report on Form
10-K of Security Capital Corporation;
- Based on my knowledge, this report does not
contain any untrue statement of a material fact
or omit to state a material fact necessary to
make the statements made, in light of the
circumstances under which such statements were
made, not misleading with respect to the period
covered by this report;
- Based on my knowledge, the financial
statements, and other financial information
included in this report, fairly present in all
material respects the financial condition,
results of operations and cash flows of the
registrant as of, and for, the periods presented
in this report;
- The registrant's other certifying officer(s)
and I are responsible for establishing and
maintaining disclosure controls and procedures
(as defined in Exchange Act Rules 13a-15(e) and
15d-15(e)) and internal control over financial
reporting (as defined in Exchange Act Rules
13a-15(f) and 15d-15(f)) for the registrant and
have:
- Designed such disclosure controls
and procedures, or caused such disclosure
controls and procedures to be designed under
our supervision, to ensure that material
information relating to the registrant,
including its consolidated subsidiaries, is
made known to us by others within those
entities, particularly during the period in
which this report is being prepared;
- Designed such internal control over
financial reporting, or caused such internal
control over financial reporting to be
designed under our supervision, to provide
reasonable assurance regarding the
reliability of financial reporting and the
preparation of financial statements for
external purposes in accordance with
generally accepted accounting principles;
- Evaluated the effectiveness of the
registrant's disclosure controls and
procedures and presented in this report our
conclusions about the effectiveness of the
disclosure controls and procedures, as of
the end of the period covered by this report
based on such evaluation; and
- Disclosed in this report any change in
the registrant's internal control over
financial reporting that occurred during the
registrant's most recent fiscal quarter (the
registrant's fourth fiscal quarter in the
case of an annual report) that has
materially affected, or is reasonably likely
to materially affect, the registrant's
internal control over financial reporting;
and
- The registrant's other certifying officer(s)
and I have disclosed, based on our most recent
evaluation of internal control over financial
reporting, to the registrant's auditors and the
audit committee of registrant's board of
directors (or persons performing the equivalent
functions):
- All significant deficiencies and
material weaknesses in the design or
operation of internal control over financial
reporting which are reasonably likely to
adversely affect registrant's ability to
record, process, summarize and report
financial information; and
- Any fraud, whether or not material, that
involves management or other employees who
have a significant role in the registrant's
internal control over financial reporting.
Date: March 15, 2007
/s/ Frank West
Frank West
Chief Executive Officer
EXHIBIT 31.2 - CERTIFICATION
I, Connie Hawkins, certify that:
- I have reviewed this Annual Report on Form
10-K of Security Capital Corporation;
- Based on my knowledge, this report does not
contain any untrue statement of a material fact
or omit to state a material fact necessary to
make the statements made, in light of the
circumstances under which such statements were
made, not misleading with respect to the period
covered by this report;
- Based on my knowledge, the financial
statements, and other financial information
included in this report, fairly present in all
material respects the financial condition,
results of operations and cash flows of the
registrant as of, and for, the periods presented
in this report;
- The registrant's other certifying officer(s)
and I are responsible for establishing and
maintaining disclosure controls and procedures
(as defined in Exchange Act Rules 13a-15(e) and
15d-15(e)) and internal control over financial
reporting (as defined in Exchange Act Rules
13a-15(f) and 15d-15(f)) for the registrant and
have:
- Designed such disclosure controls and
procedures, or caused such disclosure
controls and procedures to be designed under
our supervision, to ensure that material
information relating to the registrant,
including its consolidated subsidiaries, is
made known to us by others within those
entities, particularly during the period in
which this report is being prepared;
- Designed such internal control over
financial reporting, or caused such internal
control over financial reporting to be
designed under our supervision, to provide
reasonable assurance regarding the
reliability of financial reporting and the
preparation of financial statements for
external purposes in accordance with
generally accepted accounting principles;
- Evaluated the effectiveness of the
registrant's disclosure controls and
procedures and presented in this report our
conclusions about the effectiveness of the
disclosure controls and procedures, as of
the end of the period covered by this report
based on such evaluation; and
- Disclosed in this report any change in
the registrant's internal control over
financial reporting that occurred during the
registrant's most recent fiscal quarter (the
registrant's fourth fiscal quarter in the
case of an annual report) that has
materially affected, or is reasonably likely
to materially affect, the registrant's
internal control over financial reporting;
and
- The registrant's other certifying officer(s)
and I have disclosed, based on our most recent
evaluation of internal control over financial
reporting, to the registrant's auditors and the
audit committee of registrant's board of
directors (or persons performing the equivalent
functions):
- All significant deficiencies and
material weaknesses in the design or
operation of internal control over financial
reporting which are reasonably likely to
adversely affect registrant's ability to
record, process, summarize and report
financial information; and
- Any fraud, whether or not material, that
involves management or other employees who
have a significant role in the registrant's
internal control over financial reporting.
Date: March 15, 2007
/s/ Connie Hawkins
Connie Hawkins
Chief Financial Officer
EXHIBIT 32 - SECTION 1350
CERTIFICATIONS
In connection with the Annual Report of Security
Capital Corporation (the "Company") on Form 10-K for
the period ended December 31, 2006 as filed with the
Securities and Exchange Commission on the date
hereof (the "Report"), I, Frank West, Chief
Executive Officer of the Company, certify, to the
best of my knowledge and belief, pursuant to 18
U.S.C. 1350, as adopted pursuant to Section 906 of
the Sarbanes Oxley Act of 2002, that:
- The Report fully complies with the
requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and
- The information contained in the Report
fairly presents, in all material respects, the
financial condition and results of operations of
the Company.
Date: March 15, 2007
/s/ Frank West
Frank West
Chief Executive Officer
In connection with the Annual Report of Security
Capital Corporation (the "Company") on Form 10-K for
the period ended December 31, 2006 as filed with the
Securities and Exchange Commission on the date
hereof (the "Report"), I, Connie Hawkins, Chief
Financial Officer of the Company, certify, to the
best of my knowledge and belief, pursuant to 18
U.S.C. 1350, as adopted pursuant to Section 906 of
the Sarbanes Oxley Act of 2002, that:
- The Report fully complies with the
requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934; and
- The information contained in the Report
fairly presents, in all material respects, the
financial condition and results of operations of
the Company.
Date: March 15, 2007
/s/ Connie Hawkins
Connie Hawkins
Chief Financial Officer
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